As per AIM Rule 26
Canaccord Financial Inc. (Canaccord) was incorporated as Canaccord Holdings Ltd. on February 14, 1997 by the filing of a memorandum and articles with the Registrar of Companies for British Columbia under the Company Act (British Columbia) and continues in existence under the Business Corporations Act (British Columbia). The rights of its shareholders in Canada may differ from the rights of shareholders in a UK incorporated company.
About Canaccord Financial Inc.
Please click below for a description of the business:
About Canaccord
Board of Directors
Please click below for the names, responsibilities and brief biographies of our Directors including details of committees and their members:
Board of Directors
Summary of Charter and Committees
Current Constitutional Documents
Canaccord's current constitutional documents including the 'Notice of Articles (1140 KB) ' and the 'Articles of CF' (173 KB).
Other Exchanges listing Canaccord Financial Inc. (CF) shares:
In addition to AIM, CF shares also trade on the Toronto Stock Exchange (TSX).
Number of Securities in Issue
The number of AIM securities in issue was 55,405,000 as of December 31, 2009.
Significant Shareholders and AIM Securities in Issue
The percentage of AIM securities that is not in public hands together with the identity and percentage holdings of its significant shareholders is noted in the table below:
Shares not in Public Hands |
% of Diluted Shares |
| Directors and Officers |
26.7% |
Significant public shareholders (own at least 3% of outstanding shares) |
% of all common shares |
| Franklin Templeton |
11.3% |
| Fidelity Canadian Opportunities Fund (Fidelity Investments) |
6.19% |
| Invesco Trimark |
3.0% |
*As of April 23, 2009
Source: Sedi, SEDAR filings and company sources
(Note: as per AIM Rule 26, share information presented in the tables above will be updated on a semi-annual basis)
Financial Reports
Please click below for our last annual report and all subsequent reports:
Financial Reports
Press Releases
Please click below for details of all notifications made in the past twelve months:
Press Releases
Restrictions on ownership and transfer of common shares
Restrictions on ownership and transfer of common shares in the articles of Canaccord to prevent unauthorized change in control without regulatory approval, in certain cases, could affect the marketability and liquidity of the common shares.
AIM admissions document
Canaccord was granted admission to AIM on June 22, 2005.
AIM Admissions Document 
Canaccord Financial Inc. share issues:
Canaccord Financial Inc. issued an additional 5,855,000 common shares on April 25, 2008, raising total proceeds of $60,013,750. Information regarding this new issue can be found in the prospectus below.
April 25, 2008 New Issue Prospectus
Canaccord Financial Inc. shares were initially offered to the public September 15, 2004, under the name Canaccord Capital Inc.
Canaccord's IPO Prospectus
The following circulars have been sent to shareholders during the past 12 months:
FY2009 Information Circular
Key advisor contacts:
Nominated Adviser & broker:
Fox-Pitt, Kelton Limited
25 Copthall Avenue
London EC2R 2BP |
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Auditors:
Ernst & Young LLP
Pacific Centre
700 West Georgia Street
Vancouver, BC, Canada
V7Y 1C7
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