Corporate Disclosure
About Canaccord Financial Inc.
Please click below for a description of the business:
About Canaccord
Board of Directors
Please click below for the names, responsibilities and brief biographies of our Directors including details of committees and their members:
Board of Directors
Summary of Charter and Committees
Current Constitutional Documents
Canaccord's current constitutional documents including the 'Notice of Articles' (1140 KB) and the 'Articles of CF' (173 KB).
Other Exchanges listing Canaccord Financial Inc. (CF.) shares:
CF shares trade on the Toronto Stock Exchange (TSX : CF) and the LSE (LSE: CF.). Canaccord Financial Inc.'s Series A preferred shares are listed on the TSX under the symbol CF.PR.A. Canaccord Financial Inc.'s Series C preferred shares are listed on the TSX under the symbol CF.PR.C.
Number of Securities in Issue
The number of securities in issue was 101,788,796 as of April 3, 2012.
LSE Admission Prospectus
On July 9, 2012 Canaccord Financial Inc.'s London Stock Exchange (LSE) Prospectus for Admission to the Official List and trading on the LSE's main market was filed and approved by the UKLA.
July 9, 2012 LSE Admission Prospectus 
Significant Shareholders
The percentage of securities that is not in public hands together with the identity and percentage holdings of its significant shareholders is noted in the table below:
Shares not in Public Hands |
% of Shares issued and outstanding |
| Reporting Insiders * |
22.9% |
Significant public shareholders (own at least 3% of outstanding shares) |
% of all common shares |
| Franklin Templeton** |
5.37% |
| RBC Global Asset Management Inc.*** |
4.01% |
Shares oustanding as of March 12, 2013
*As of March 12, 2013
** Shares owned as of December 15, 2011
*** Shares owned as of February 14, 2012
Source: Sedi, SEDAR filings and company sources
Financial Reports
Please click below for our last annual report and all subsequent reports:
Financial Reports
Press Releases
Please click below for details of all notifications made in the past twelve months:
Press Releases
Restrictions on ownership and transfer of common shares
Restrictions on ownership and transfer of common shares in the articles of Canaccord to prevent unauthorized change in control without regulatory approval, in certain cases, could affect the marketability and liquidity of the common shares.
Canaccord Financial Inc. share issues:
Canaccord Financial Inc. issued 4,000,000 Series C preferred shares on April 10, 2012. Information about this share issuance can be found in the prospectus below
April 2, 2012 Series C Short Form Prospectus 
Canaccord Financial Inc. issued 4,000,000 Series A preferred shares on June 23, 2011. The over-allotment option closed on July 7, 2011, resulting in an additional 540,000 Series A preferred shares being issued. Information about this share issuance can be found in the prospectus below.
June 16, 2011 Series A Short Form Prospectus
Canaccord Financial Inc. issued an additional 26.5 million shares on April 23, 2010 related to the acquisition of Genuity Capital Markets. Information about this share issuance can be found in the Information Circular below.
March 25, 2010: Notice of Meeting and Management Information Circular
Canaccord Financial Inc. issued an additional 5,855,000 common shares on April 25, 2008, raising total proceeds of $60,013,750. Information regarding this new issue can be found in the prospectus below.
April 25, 2008 New Issue Prospectus
Canaccord Financial Inc. shares were initially offered to the public September 15, 2004, under the name Canaccord Capital Inc.
Canaccord's IPO Prospectus
The following circulars have been sent to shareholders during the past 12 months:
FY2012 Information Circular
Key advisor contacts:
|
Broker:
RBC Capital Markets
Thames Court, One Queenhithe
London
EC4V 4DE |
|
Auditors:
Ernst & Young LLP
Pacific Centre
700 West Georgia Street
Vancouver, BC, Canada
V7Y 1C7 |